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Compliance Manager

Compliance Manager

  • Location

    Bristol

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Salary:

    £35000.00 - £40000 per annum

  • Contact:

    Raj Basra

  • Contact email:

    r.basra@finitas.co.uk

  • Job ref:

    BBBH53828_1606323378

  • Published:

    over 3 years ago

  • Startdate:

    ASAP

  • Consultant:

    Raj Basra

Compliance Manager | Financial Services | Bristol | Permanent

Finitas are delighted to partnered with a leading Financial Services company in Bristol in their search for two newly created Compliance Managers to join their team. Both are 2nd line of defence roles with some overlap with the 1st line of defence.

Some responsibilities include:

  • Collaborating in the Compliance Risk Assessment processes
  • Contributing towards the design and execution of the Compliance Operations strategy
  • Challenging the adherence of the internal frameworks
  • Oversight of processes for managing matters such as conflicts of interest, gifts and hospitality, remuneration schemes, and regulatory reporting

My client is seeking someone with:

  • 3 - 5 years' experience compliance, operational risk, internal controls or compliance operations
  • A background in financial services - ideally pensions or investments.
  • A sound understanding of how the 1st & 2nd line operate
  • The ability to liaise with senior management and stakeholders

Please note neither roles have any direct reports, and you will need to be a self-starter.

If you feel you have the right experience, please submit your CV now!