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Compliance Partner

Compliance Partner

  • Location

    Bristol

  • Sector:

    Compliance and Legal

  • Job type:

    Permanent

  • Salary:

    £50000.00 - £70000 per annum

  • Contact:

    Raj Basra

  • Contact email:

    r.basra@finitas.co.uk

  • Job ref:

    BBBH77315_1652280286

  • Published:

    11 days ago

  • Consultant:

    Raj Basra

Compliance Partner | Investments | WFH | £50 - 70,000 (doe)

Finitas are delighted to be partnered with a growing investments company in their search for multiple Compliance Partners to join their team.

You will be working as a second-line regulatory expert who will be providing advice, challenge and oversight, primarily focused on their Platform as well as cross-cutting activities. Your specialist knowledge will cover in areas such as platform regulation, financial promotions, product governance.

These are newly created roles due to good growth sitting in the Compliance Advice team but you will also be working with the wider risk & compliance function.

Experience required:

  • 3-5 years+ in Compliance Advisory roles in a platform or wealth management business
  • Good working knowledge and understanding of UK and European financial services regulation - FCA
  • Excellent communication skills - ability to liaise at varying levels including senior stakeholders
  • MI / reporting analysis and preparation

Please note this role is mainly working from home but you will be required to travel to their Bristol office once a month.

The business is going through an exciting transformation and the compliance function is rapidly growing creating lots of exposure & development opportunities. These are cracking opportunities that will allow you to niche up in the compliance advice space and also work as part of a knowledgeable team!

So, if you're interested, please submit your CV now! Or alternatively, please get in touch with Raj on 02038079714 / r.basra @ finitas.co.uk