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Senior Compliance Monitoring Officer

Senior Compliance Monitoring Officer

  • Location


  • Sector:

    Compliance and Legal

  • Job type:


  • Salary:

    £33000.00 - £42000.00 per annum

  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    19 days ago

  • Consultant:

    Raj Basra

Senior Compliance Monitoring Officer | Investments | Remote | £35 - 40,000 (doe)

Finitas are delighted to be partnered with a leading investments company in their search for a Senior Compliance Monitoring Officer.

This is a brand-new role which will sit within the growing compliance function and report directly into the Head of Compliance Monitoring. You will be required to monitor and test the design and operating effectiveness of the controls intended to mitigate the risk of the company's regulated entities failing to comply with relevant rules.

Experience required:
* Min 4 years compliance monitoring experience
* Has worked in a investments / wealth management setting
* Ability to challenge

This is an amazing opportunity to be part of a dynamic new team with lots of exposure and development opportunity and also be part of a company that promote a great working culture.

For more information, please get in touch with Raj on 02033702000 / r.basra @