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Senior Compliance Monitoring Officer

Senior Compliance Monitoring Officer

  • Location

    City of London

  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:


  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    23 days ago

  • Consultant:

    Raj Basra

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | £60 - 70,000 (doe)

Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through sustainable positive growth, so that's no better time to join them!

Reporting into the Head of Compliance Monitoring, you will be leading and performing BAU monitoring activities and thematic reviews across their various business units. Along with this, you will be contributing to the development and implementation of the annual Monitoring Plan.

Experience required:

  • Minimum 3 years compliance/compliance monitoring experience.
  • Strong knowledge and understanding of the FCA handbook.
  • Must be from an insurance background, preferably insurance broking or Lloyd's broking.
  • Strong knowledge and understanding of insurance, broking and products.
  • Strong attention to detail & time management.
  • Excellent written & verbal communication skills.

Please note that you will be required to work in their London office at least twice a week.

Please only apply for this role if you have insurance & compliance experience and the right to work in the UK (sponsorship is not available).

So, if you believe you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on 02038079714 / r.basra @