Banner Default Image

Compliance Manager - 1st Line

Compliance Manager - 1st Line

  • Location


  • Sector:

    Compliance and Legal

  • Job type:


  • Salary:

    £40000.00 - £50000 per annum

  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    about 2 months ago

  • Consultant:

    Raj Basra

Compliance Manager | Insurer | Kent / WFH | £40 - 50,000 (doe)

Finitas are delighted to be exclusively partnered with an established insurer in their search for a Compliance Manager to join their 1st line. You will be working in a small but dynamic team with some of the following responsibilities:

  • Implement and Embed Group policy into the business including creating, maintaining and monitoring company specific procedure where required.
  • Produce data and complete reports including internal management reports, FCA reports, Group reports.
  • Handle complaints including record keeping, insurer liaison, writing letters, root cause analysis and reporting.
  • Review and update the risk register
  • Review new insurer TOBAs and maintain insurer TOBA register
  • Maintain the company's compliance registers

Experience required:

  • Minimum 2 years compliance experience
  • Must be from an insurance background (broking, general insurance or London market)
  • Good working knowledge of the FCA regulation
  • Excellent verbal & written communication

You will be given plenty of autonomy to make the role your own & work closely with senior management. There is also lots of opportunity for future progression & development.

Please note you must be able to travel to their head office in Kent twice a week.

So, if you're interested, please submit your CV now! Or for more information, please get in touch with Raj on 02038079714 / r.basra @