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Compliance Officer

Compliance Officer

  • Location

    City of London

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Contract

  • Salary:

    £0.00 - £600 per day

  • Contact:

    Max Jones

  • Contact email:

    m.jones@finitas.co.uk

  • Job ref:

    BBBH137528_1716309257

  • Published:

    24 days ago

  • Duration:

    12 Months

  • Startdate:

    ASAP

Position - Compliance Officer

Day Rate - £600 per day Outside IR35

Hybrid: 3 days in office

Location: London

Length of Contract: 12 months

Lloyd's Syndicate

Finitas are excited to be working with a leading London insurer in their search for a compliance officer who has had strong experience in the Lloyd's market. Reporting to the Head of Compliance, you will be responsible for:

  • Providing guidance and advice in all matters relating to Compliance to ensure the records are maintained
  • Provide day-to-day advice on all aspects of FCA regulation.
  • Escalating issues of concern affecting the Risk & Compliance regulated entities as necessary, assisting in the investigation.
  • Investigation of potential due diligence screening matches.
  • Review and sign off on financial promotions and other marketing material.
  • Negotiating TOBAs with Market Counterparties and other contractual trading arrangements.

Experience required:

  • Strong knowledge of UK regulatory requirements with up to date awareness of developing regulatory themes
  • Effective organisational and workload management skills
  • 3-5 years Lloyd's market insurance experience.
  • Ability to independently research issues and assess findings of that research

This is the perfect opportunity to be part of an expanding Lloyd's insurer with ambitious plans, where the development and exposure opportunities are unparalleled.

So if you're interested, please submit your CV now! Or alternatively contact via the email below: