Field Compliance Consultant | Insurance | North England| £40 - 45,000 (doe)
Finitas are delighted to be partnered with a growing consultancy in their search for a Field Compliance Consultant to join their team.
You will be providing compliance consultancy services to their clients in the insurance sector and some responsibilities include:
- Develop and maintain robust relationships with our clients, increasing knowledge and understanding of their business
- Provide written and verbal advice, including technical opinions to clients on compliance related matters in a professional and competent manner:
- Advising key stakeholders on FCA issues, analysing client issues and assisting in problem solving via a consultative approach
- Undertake client file reviews, and other compliance monitoring, QA and QM activity
- Undertake a comprehensive review of client queries in relation to their compliance arrangements
- Develop governance and compliance frameworks development of governance and compliance frameworks relevant to clients' needs, drafting, reviewing and updating firm specific policies and procedures
- Undertake delegated authority audits on behalf of key partner
Experience required:
- Minimum of 4 years compliance experience
- Must be from a general insurance or insurance broking background
- Good understanding and knowledge of FCA Rules and Principles
- Able to research complex issues in-depth relevant to the client base and business strategy
- Able to work independently
- Excellent verbal & written communication
Please note you must have your own car and be able to travel across North England as you will be working at various client sites - all travel is expensed. There are also 2 /3 days a week working from home.
This is an excellent role offering lots of exposure & progression opportunity. Training & qualifications are provided. So, if you're interested, please submit your CV now! Or alternatively, please get in touch with Raj on 02038079714 / r.basra @ finitas.co.uk