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Field Compliance Consultant

Field Compliance Consultant

  • Location


  • Sector:

    Compliance and Legal

  • Job type:


  • Salary:

    £40000.00 - £45000 per annum

  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    2 months ago

  • Consultant:

    Raj Basra

Field Compliance Consultant | Insurance | North England| £40 - 45,000 (doe)

Finitas are delighted to be partnered with a growing consultancy in their search for a Field Compliance Consultant to join their team.

You will be providing compliance consultancy services to their clients in the insurance sector and some responsibilities include:

  • Develop and maintain robust relationships with our clients, increasing knowledge and understanding of their business
  • Provide written and verbal advice, including technical opinions to clients on compliance related matters in a professional and competent manner:
    • Advising key stakeholders on FCA issues, analysing client issues and assisting in problem solving via a consultative approach
    • Undertake client file reviews, and other compliance monitoring, QA and QM activity
    • Undertake a comprehensive review of client queries in relation to their compliance arrangements
    • Develop governance and compliance frameworks development of governance and compliance frameworks relevant to clients' needs, drafting, reviewing and updating firm specific policies and procedures
  • Undertake delegated authority audits on behalf of key partner

Experience required:

  • Minimum of 4 years compliance experience
  • Must be from a general insurance or insurance broking background
  • Good understanding and knowledge of FCA Rules and Principles
  • Able to research complex issues in-depth relevant to the client base and business strategy
  • Able to work independently
  • Excellent verbal & written communication

Please note you must have your own car and be able to travel across North England as you will be working at various client sites - all travel is expensed. There are also 2 /3 days a week working from home.

This is an excellent role offering lots of exposure & progression opportunity. Training & qualifications are provided. So, if you're interested, please submit your CV now! Or alternatively, please get in touch with Raj on 02038079714 / r.basra @