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Risk & Compliance Manager - Retail

Risk & Compliance Manager - Retail

  • Location


  • Sector:

    Compliance and Legal

  • Job type:


  • Salary:

    £40000.00 - £42500 per annum

  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    about 1 month ago

  • Consultant:

    Raj Basra

Risk & Compliance Manager | Insurance Broker | Yorkshire / WFH | Up to £42,500 (doe)

Finitas are delighted to be partnered with a growing insurance broker in their search for a Risk & Compliance Manager to work across their Northern division.

You will be responsible for building relationships across various businesses the company works with and embedding the risk & compliance processes across the business. Some key areas of responsibility include:

  • Risk Registers
  • Conduct Risk Framework:
    • Apportionment & Oversight matrices
    • Compliance Monitoring
    • Conduct reporting
    • Maintaining Compliance Registers (complaints, breaches, outsourcing, gifts, conflicts, financial promotions, appointed representatives)

Experience required:

  • Min 3 years compliance experience
  • Background of working in the insurance industry - preferably retail broking or insurance broking
  • Ability to communicate with people at varying levels including senior management

**Please note this role is predominately working from home with travel across Yorkshire (travel to client sites will be expensed)

This is a great opportunity to be part of a growing business, so if you're interested please submit your CV now. Or alternatively, please get in touch with Raj on 02033702000 / r.basra @