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Senior Compliance Analyst

Senior Compliance Analyst

  • Location

    City of London

  • Sector:

    Compliance and Legal

  • Job type:


  • Salary:

    £50000.00 - £60000 per annum

  • Contact:

    Raj Basra

  • Contact email:

  • Job ref:


  • Published:

    10 days ago

  • Consultant:

    Raj Basra

Senior Compliance Analyst | Insurance Broker | London / WFH | £50 - 60,000 (doe)

Finitas are delighted to be partnered with a growing insurance broker in their search for a Senior Compliance Analyst to join their team. You will be reporting into the Risk & Compliance Manager.

Some responsibilities include:

  • Assisting with the implementation of the compliance monitoring plan
  • Assisting with regular oversight of the existing and growing network of Appointed


  • Making applications on the FCA's Connect system and assisting with the administration of the regulatory RMAR reporting
  • Review financial promotions in line with ICOBS rules
  • Assisting the compliance team to undertaking relevant due diligence on new clients and undertake compliance monitoring visits
  • Review Conduct risk reporting forms and assist with risk framework


  • Minimum 3 years' compliance experience
  • Must be from an insurance background - ideally wholesale or retail market
  • Experience in reviewing financial promotions and have a sound understanding of the appointed representative model.

This is a cracking opportunity to be part of a growing insurance broker, who is making waves through the London insurance market! There is plenty of career growth opportunity as well as exposure.

Please note they operate a hybrid working model and you must be able to work in their London office 3 days a week.

So, if you're interested, please submit your CV now. Or alternatively, please get in touch with Raj on 02038079714 / r.basra @